AUM managed using IVP technology
IVP Regulatory Reporting SolutionAutomate, Control, and Manage Global Regulatory Reporting
An increasingly strict regulatory environment requires buy-side firms to manage a complex slate of filings, disclosures, and trade reports.
The IVP Regulatory Reporting Solution meets this challenge by eliminating fragmented processes, enhancing accuracy, and reducing operating costs through end-to-end automation across global regulatory filings.
For firms seeking a hands-free model, Regulatory Reporting as a Service offloads your entire regulatory reporting lifecycle to our compliance experts. This ensures accuracy, timeliness, and compliance while freeing internal teams to focus on higher‑value activities.
Brochure
Automate compliance with confidence
Case Study
Leading Global Asset Manager Automates Form PF and AIFMD
Fact Sheet
IVP Regulatory Reporting
0.5tn+
0+
Leading fund managers using IVP solutions
Built-in AI
To validate, detect issues and reporting oversight
IVP Regulatory Reporting Solution
Features Built for Leading Firm
Comprehensive Coverage
Automates more than 30 global regulatory filings across seven core datasets, reducing operational complexity.
Unified Process
Eliminates redundant validation and review steps across regulatory reports, disclosures, and investor reports, including Form PF filing, AIFMD reporting, and other relevant documents.
Intelligent Insights
Embedded AI delivers predictive analytics, chatbot support, and compliance tracking in one platform.
Built-in Efficiency
Scales seamlessly across reporting categories with centralized data aggregation.
Accurate Data
Multi-layer validation and automated error detection ensure reliable regulatory filings every time.
Crowdsourced Expertise
Executes trusted regulatory methodologies developed with our global clients.
Adaptability
Supports cross-jurisdiction compliance, including post-Brexit transitions.
Simplified Experience
Intuitive visualizations and customizable dashboards make it easy to track data usage, understand calculations, and spot potential issues.
AI-Powered Compliance Across Full Reporting Lifecycle
Enhanced with AI capabilities, the IVP Regulatory Reporting Solution strengthens compliance workflows by combining conversational support, intelligent analytics, and real-time visibility, helping teams manage regulatory filings with greater accuracy, control, and confidence.
Chatbot
Analytics
Compliance Pulse
Simplify compliance with a conversational interface. Ask questions in plain language, resolve reporting issues instantly, and stay ahead of regulatory updates — all within a secure, user-friendly environment.
What’s Possible with Regulatory Reporting
Automated Regulatory Reporting
Event-Driven Regulatory Reporting
Regulatory Managed Services
Smart Data Integration
Trade Monitoring and Analysis
Disclosures Reporting
Periodic Filings (Form PF, AIFMD, CPO PQR, 13F, UCITS, ADV)
Regulatory Reporting Modules
AIFMD
Optimize your AIFMD compliance with our IVP Regulatory Reporting Solution. This automated tool simplifies AIFMD filings, enhances cross-jurisdictional data management, and seamlessly integrates with regulatory processes. Visit the comprehensive filings webpage to maximize your regulatory reporting efficiency.
ESG Reporting
Enhance your ESG reporting with our advanced ESG Reporting Solution. This streamlined tool simplifies ESG disclosures, facilitates robust data management for regulatory filings, and seamlessly integrates with compliance requirements. Visit the comprehensive ESG reporting webpage to effectively streamline your ESG regulatory reporting processes.
ESMA Securitization
Facilitate seamless compliance with ESMA securitization regulations through our IVP Regulatory Reporting Solutions. Simplify reporting, and guarantee consistency and transparency in accordance with ESMA standards. Visit the comprehensive filings webpage to effectively streamline your ESMA securitization filings.
Form PF
Optimize your compliance with Form PF reporting by utilizing our IVP Regulatory Reporting Solution. Simplify your filings and meet regulatory requirements efficiently and effortlessly. Access the comprehensive Form PF filings webpage to streamline and optimize your reporting process effectively.
MiFID Regulatory Reporting
Enhance your MiFID reporting with our cutting-edge IVP Regulatory Reporting Solution. Simplify compliance and ensure seamless adherence to MiFID II regulations. Access the comprehensive MiFID regulatory reporting webpage to effectively streamline your reporting process.
OPERA Reporting
Ensure effortless OPERA reporting compliance with our IVP Regulatory Reporting Solution. Streamline data management and guarantee seamless adherence to regulatory requirements. Access the comprehensive OPERA reporting webpage to effectively optimize your reporting process.
Treasury International Capital (TIC) System
Effortlessly track international money movements with the TIC system and enhance compliance and data transparency with our IVP Regulatory Reporting Solution. Access the comprehensive TIC reporting webpage to optimize your international financial tracking effectively.
EMIR Reporting
The IVP Regulatory Reporting solution for European Market Infrastructure Regulation (EMIR) reporting seamlessly coordinates with the Order Management System, accounting systems, and data warehouses to extract reportable information. It also provides automated updates of acknowledgements (ACK) and negative acknowledgements (NACK) notifications from the trade repositories (TRs), as well as analytical dashboards with jurisdiction-specific positions and trade statuses.
SFTR Reporting
The IVP Regulatory Reporting solution for the Securities Financing Transactions Regulation (SFTR) simplifies and automates SFTR reporting by streamlining data collection and consolidation. It automates manual workflows that require data entry across multiple fields. The regulatory reporting software solution also provides error validation checks that help users submit the filing in compliance with regulator-prescribed guidelines.
CPO-PQR
For Commodity Pool Operators Pool Quarterly Reports (CPO-PQR), the IVP Regulatory Reporting Solution identifies, captures, and extracts information from any internal or external source and provides a centralized regulatory reporting platform for data analysis. It also provides alerts for mandatory fields that are not updated and fills the form automatically using a well-defined set of rules. This saves a great deal of time and promotes efficiency in operations.
Form 13F
For Form 13F filings, the IVP Regulatory Reporting Solution syncs up with the SEC, auto-populates details, calculates the positions and translates output into a machine-readable format. It also allows users to edit and validate errors through an advanced, user-friendly interface. The report can then be submitted in an XML format to the regulator automatically, making the entire filing process easier and more efficient than other offerings in the regulatory reporting solutions market.
ASIC Trade Reporting
Australian Securities and Investments Commission (ASIC) mandates trade reporting for OTC derivatives to enhance transparency and minimize systemic risk. The IVP Regulatory Reporting solution simplifies ASIC trade reporting for global asset managers by automating data collection, validation, and submission, ensuring accuracy and compliance. It also provides real-time monitoring of data quality, outlier threshold checks, and alerts for potential errors or discrepancies.
MAS Trade Reporting
Monetary Authority of Singapore (MAS) trade reporting plays a vital role in enhancing market transparency and mitigating systemic risks by ensuring the accurate and timely reporting of trades. The IVP Regulatory Reporting solution simplifies MAS trade reporting for global asset managers by automating the entire reporting lifecycle, ensuring accuracy and compliance. Its real-time monitoring feature checks data quality and alerts for errors or discrepancies.
ILPA Reporting
Managing Institutional Limited Partners Association (ILPA) reporting can be complex and time-consuming for private equity firms and investors. Simplify ILPA reporting with the IVP Regulatory Reporting solution, ensuring compliance, saving time, and reducing errors. Benefit from seamless integration, customizable templates, and efficient report generation, crucial for private equity firms and investors.
HKMA Trade Reporting
Hong Kong Monetary Authority (HKMA) trade reporting is a regulatory requirement aimed at increasing transparency in financial markets. The IVP Regulatory Reporting solution enables organizations to efficiently meet HKMA trade reporting requirements. With robust features, the platform automates data collection, validation, and submission to designated repositories, ensuring accuracy, consistency, and timely reporting, minimizing non-compliance risks and associated penalties.
EMIR Trade Reporting
European Market Infrastructure Regulation (EMIR) trade reporting is a regulatory requirement for entities trading over-the-counter (OTC) derivatives in the European Union. The regulation mandates the reporting of all derivative trades to a trade repository. The IVP Regulatory Reporting solution streamlines EMIR trade reporting, enabling organizations to automate the process, ensuring timely and accurate compliance.
Encompassing the Regulatory Ecosystem
The IVP Regulatory Reporting Solution addresses the full range of mandatory regulatory and compliance reporting requirements globally. Choosing to use IVP regulatory reporting tools means that you’ll be compliant in every economy you work within, and may give you the opportunity to work in new markets without the hassle that often comes with market expansion.
Frequently Asked Questions
What is regulatory reporting automation, and why is it important for asset managers?
+How does the IVP solution handle multi-regime or cross-jurisdictional reporting?
+What features should asset managers look for in regulatory reporting solutions?
+What are the main challenges asset managers face in regulatory reporting, and how does automation address them?
+By The Numbers
6.5tn+
AUM managed using IVP technology
2tn+
RAUM reported through IVP Regulatory
Reporting Platform
600+
Strategy & Bespoke Projects delivered
235+
Fund managers using IVP Solutions
120+
Fund Managers using IVP Digital-First Managed Services
35%
Global hedge fund AUM running through IVP products
Regulatory Reporting as a Service
Keeping up with evolving regulations while managing increased reporting demands creates significant strain. Disconnected, siloed systems only make it harder to achieve a clear, confident view of compliance.
IVP Regulatory Reporting as a Service simplifies the entire process by unifying regulations and data sources into a single, integrated hub. With full visibility into obligations and real-time insights, you can ensure timely, accurate submissions while reducing costs.
Our flexible, future-ready platform ensures accurate compliance reporting—turning regulatory requirements into a competitive advantage.
Delivering Specialized Solutions Across Industry
ESG Solution
An ESG platform that helps asset managers implement an ESG framework, perform ESG data management, align with global mandates, and streamline disclosures.
Security and Reference Master
A reference data management solution with a highly configurable core and intuitive data modeling that combine to create an accurate reference master more efficiently.
Data Warehouse
Our cloud data warehouse solution makes it easy to collate, cleanse, enrich, and manage enterprise data from internal systems, fund admins, brokers, and third-party systems for performance reporting, analytics, and more.
Treasury Management
An active treasury management solution that tracks, controls, and optimizes collateral and margin management with a unique combination of best-in-class analytics and data tools.
IVP for Managed Services
Cloud-based IVP Managed Services can help reduce cost pressures and build operations that are highly efficient and scalable.
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