AUM managed using IVP technology
IVP Regulatory Reporting SolutionAutomate, Control, and Manage Global Regulatory Reporting
An increasingly strict regulatory environment requires buy-side firms to manage a complex slate of filings, disclosures, and trade reports.
The IVP Regulatory Reporting Solution meets this challenge by eliminating fragmented processes, enhancing accuracy, and reducing operating costs through end-to-end automation across global regulatory filings.
For firms seeking a hands-free model, Regulatory Reporting as a Service offloads your entire regulatory reporting lifecycle to our compliance experts. This ensures accuracy, timeliness, and compliance while freeing internal teams to focus on higher‑value activities.
Brochure
Automate compliance with confidence
Case Study
Leading Global Asset Manager Automates Form PF and AIFMD
Fact Sheet
IVP Regulatory Reporting
0.5tn+
0+
Leading fund managers using IVP solutions
Built-in AI
To validate, detect issues and reporting oversight
IVP Regulatory Reporting Solution
Features Built for Leading Firm
Comprehensive Coverage
Automates more than 30 global regulatory filings across seven core datasets, reducing operational complexity.
Unified Process
Eliminates redundant validation and review steps across regulatory reports, disclosures, and investor reports, including Form PF filing, AIFMD reporting, and other relevant documents.
Intelligent Insights
Embedded AI delivers predictive analytics, chatbot support, and compliance tracking in one platform.
Built-in Efficiency
Scales seamlessly across reporting categories with centralized data aggregation.
Accurate Data
Multi-layer validation and automated error detection ensure reliable regulatory filings every time.
Crowdsourced Expertise
Executes trusted regulatory methodologies developed with our global clients.
Adaptability
Supports cross-jurisdiction compliance, including post-Brexit transitions.
Simplified Experience
Intuitive visualizations and customizable dashboards make it easy to track data usage, understand calculations, and spot potential issues.
AI-Powered Compliance Across Full Reporting Lifecycle
Enhanced with AI capabilities, the IVP Regulatory Reporting Solution strengthens compliance workflows by combining conversational support, intelligent analytics, and real-time visibility, helping teams manage regulatory filings with greater accuracy, control, and confidence.
RegAssist
The intelligent chatbot handles routine, standard regulatory queries, covering up to 35% of filing-related questions. It also assists users with application navigation to ensure faster resolution.
RegInsights
This feature delivers a comprehensive, one-page summary of filing interpretations with built-in intelligence. It proactively flags potential risks, identifies anomalies, and enables interactive, generative query exploration. This empowers teams with faster insights and more confident decision-making.
RegDataMine
The solution automatically ingests publicly available data to generate filings with minimal manual effort. It accelerates onboarding and significantly reduces initial setup time, enabling teams to move from ingestion to insights almost instantly.
RegAssist
RegInsights
RegDataMine
The intelligent chatbot handles routine, standard regulatory queries, covering up to 35% of filing-related questions. It also assists users with application navigation to ensure faster resolution.
What’s Possible with Regulatory Reporting
Automated Regulatory Reporting
Event-Driven Regulatory Reporting
Regulatory Managed Services
Smart Data Integration
Trade Monitoring and Analysis
Disclosures Reporting
Periodic Filings (Form PF, AIFMD, CPO PQR, 13F, UCITS, ADV)
Regulatory Reporting Modules
Browse by
Feature-by-Feature: How IVP Transforms Regulatory Reporting
One platform for the full filing lifecycle—automated data aggregation, multi-regime cross-population, and AI-driven validation built right in.
IVP Regulatory Reporting | Other Platforms | |
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 Buy-Side Specialisation |
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 Private Fund Reporting Depth (Form PF · ILPA · CPO-PQR) |
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 Geographic Reach |
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 One-Stop-Shop for All Filing Obligations |
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 Trade & Transaction Reporting (EMIR · MiFID II · SFTR · CAT) |
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 Ownership & Short-Sale Disclosure (TR-1 · SSR · Form SHO) |
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 OMS & Buy-Side System Integration |
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 Universal Cross-Jurisdiction Data Extracts |
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 Automation Coverage & Filing Cycle Speed |
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 Audit Anytime' Transparency |
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 Buy-Side Managed Service Depth & SLAs |
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Buy-Side SpecialisationIVP Regulatory Reporting
- Built exclusively for buy-side alternative managers: hedge funds, PE, credit, multi-strategy. Every workflow, validation rule, and data model is designed around the compliance needs of an asset manager - not a bank.
Other Platforms
- Designed for large financial institutions: primarily banks, broker-dealers, and G-SIBs. Buy-side and alternative fund coverage is a secondary market expansion, not the product's original design intent.
Private Fund Reporting Depth (Form PF · ILPA · CPO-PQR)IVP Regulatory Reporting
- Deep native private fund module: Form PF, CPO-PQR, ILPA, and PE-specific reporting. Fully integrated with fund-level OMS and fund admin data, no workarounds.
Other Platforms
- Periodic fund filings may be covered, but private fund reporting depth (ILPA, PE-specific structures, fund-level OMS integration) is not a primary differentiator for platforms built for the sell-side.
Geographic ReachIVP Regulatory Reporting
- 50+ jurisdictions natively, purpose-built for the regulatory breadth of a global alternative fund manager. Includes post-Brexit transitions, APAC, and emerging markets.
Other Platforms
- Broad jurisdiction coverage (55+ for leading platforms), primarily calibrated for bank regulatory obligations (Basel, COREP, FINREP). Buy-side jurisdiction depth varies and is not a primary marketing focus.
One-Stop-Shop for All Filing ObligationsIVP Regulatory Reporting
- Single platform for periodic filings, trade/transaction reporting, and ownership/disclosure filings, covering every regulatory obligation an alternative manager faces. No need to manage multiple vendors.
Other Platforms
- Coverage is strong within their chosen domain but tends to be deep in one area (e.g. trade reporting or periodic filings). Multi-filing coverage across all obligation types typically requires additional tools or vendors.
Trade & Transaction Reporting (EMIR · MiFID II · SFTR · CAT)IVP Regulatory Reporting
- Dedicated native modules: EMIR, MiFID II, SFTR, CAT, ASIC, MAS, HKMA. Full OTC derivatives lifecycle, real-time trade monitoring, ACK/NACK handling, built for buy-side use cases specifically.
Other Platforms
- Strong trade reporting exists but is designed for sell-side and bank reporting obligations (Basel III, COREP). Buy-side OTC derivatives reporting workflows may require significant customisation.
Ownership & Short-Sale Disclosure (TR-1 · SSR · Form SHO)IVP Regulatory Reporting
- Native threshold breach monitoring, ownership disclosures (TR-1, Takeover), and short-sale reporting (SSR / Form SHO). Automated breach alerts, no manual tracking.
Other Platforms
- Ownership and short-sale disclosure filing is not a primary capability on platforms built for institutional bank reporting. Typically requires bespoke configuration or a separate vendor.
OMS & Buy-Side System IntegrationIVP Regulatory Reporting
- Deep native integration with OMS, fund accounting systems, data warehouses, and IVP's Security Reference Master. Purpose-built for multi-strategy, multi-vehicle alternative fund data flows.
Other Platforms
- Strong data integration capabilities for bank systems (GL, risk systems, treasury). OMS and fund accounting integrations for alternative managers require heavy implementation lift and custom data mapping.
Universal Cross-Jurisdiction Data ExtractsIVP Regulatory Reporting
- One data pull powers filings across all jurisdictions simultaneously. Zero duplicate extraction: the same dataset reused across every regime.
Other Platforms
- Unified data architecture exists, but cross-jurisdiction universal extracts tuned for buy-side filing workflows are not a documented capability. Bank-oriented data models may require restructuring.
Automation Coverage & Filing Cycle SpeedIVP Regulatory Reporting
- 80%+ of reporting workflows automated. 50% reduction in filing cycle time, a published, client-validated outcome. Every step from data ingestion to submission is automated without manual intervention.
Other Platforms
- Automation capabilities are strong for bank regulatory reporting. Automation rate for buy-side periodic fund filings is not published, and pre-built buy-side workflows are limited.
Audit Anytime' TransparencyIVP Regulatory Reporting
- Always-accessible audit trail for every step of every process, every day. Instant drilldown to source data behind any figure, on demand, with 100% transparency.
Other Platforms
- Complete audit trails are standard. However, always-on, instant source-level drilldown ('Audit Anytime') is not a marketed capability, access may require report generation rather than live drill-through.
Buy-Side Managed Service Depth & SLAsIVP Regulatory Reporting
- Regulatory Reporting as a Service (RRaaS): dedicated buy-side regulatory analysts + AI technology. 24×7 support during filing months. YoY analysis, static data roll-over, zero post-filing issues, backed by a full daily audit trail.
Other Platforms
- Managed services are available but designed around bank regulatory obligations. Buy-side-specific managed services with 24×7 filing-month support and zero-amendment commitments are not publicly offered.
Frequently Asked Questions
What is regulatory reporting automation, and why is it important for asset managers?
+How does the IVP solution handle multi-regime or cross-jurisdictional reporting?
+What features should asset managers look for in regulatory reporting solutions?
+What are the main challenges asset managers face in regulatory reporting, and how does automation address them?
+By The Numbers
6.5tn+
AUM managed using IVP technology
2tn+
RAUM reported through IVP Regulatory
Reporting Platform
600+
Strategy & Bespoke Projects delivered
235+
Fund managers using IVP Solutions
120+
Fund Managers using IVP Digital-First Managed Services
35%
Global hedge fund AUM running through IVP products
Regulatory Reporting as a Service
Keeping up with evolving regulations while managing increased reporting demands creates significant strain. Disconnected, siloed systems only make it harder to achieve a clear, confident view of compliance.
IVP Regulatory Reporting as a Service simplifies the entire process by unifying regulations and data sources into a single, integrated hub. With full visibility into obligations and real-time insights, you can ensure timely, accurate submissions while reducing costs.
Our flexible, future-ready platform ensures accurate compliance reporting—turning regulatory requirements into a competitive advantage.
Delivering Specialized Solutions Across Industry
ESG Solution
An ESG platform that helps asset managers implement an ESG framework, perform ESG data management, align with global mandates, and streamline disclosures.
Security and Reference Master
A reference data management solution with a highly configurable core and intuitive data modeling that combine to create an accurate reference master more efficiently.
Data Warehouse
Our cloud data warehouse solution makes it easy to collate, cleanse, enrich, and manage enterprise data from internal systems, fund admins, brokers, and third-party systems for performance reporting, analytics, and more.
Treasury Management
An active treasury management solution that tracks, controls, and optimizes collateral and margin management with a unique combination of best-in-class analytics and data tools.
IVP for Managed Services
Cloud-based IVP Managed Services can help reduce cost pressures and build operations that are highly efficient and scalable.
