An increasingly strict regulatory environment requires asset managers to manage a complex slate of filings, disclosures and trade reports via an effective regulatory reporting solution. Indus Valley Partners helps meet this challenge without the typical isolated processes that result in fragmented filings data and higher operating costs.
Regulatory Reporting maximizes reporting efficiency by automating regulatory filings worldwide, including Form 13F, Form PF, AIFMD, UCITS, CPO-PQR, OPERA, ILPA and OPERA. It also manages threshold breach disclosures for short selling and transaction reporting, including CAT, daily trade reporting and ESG reporting.
Regulatory Reporting Key Features
Seven core data sets drive more than 30 global filings with a single, streamlined workflow.
Eliminate redundant data validation and review for filings, disclosures, and investor reporting.
Intuitive visualization and custom dashboards allows users to explore how calculations are made and what data is used for any filing or disclosure.
Scalable processes and streamlined data aggregation enable rapid expansion into multiple reporting categories.
Ensure accuracy through data validations, outlier threshold checks, and multi-level reporting.
Leverage reporting methodologies developed with IVP clients to align with your peers.
Adapt to Brexit
Ease the transition to post-Brexit reporting with universal datasets that can generate regulatory filings across jurisdictions.
What’s Possible with Regulatory Reporting
Ingestion of Standard Counterparty Extracts
Data Identification, Sourcing, and Enrichment
Data Integration, Reassignment, and Error Tracking
Periodic Filings (Form PF, AIFMD, CPO PQR, 13F, UCITS, ADV)
Trade Monitoring and Analysis (EMIR, MiFID II, SFTR, CAT)
Disclosures Reporting (TR-1, Takeover, SSR)
Regulatory Managed Services
Encompassing the Regulatory Ecosystem
Regulatory Reporting addresses the full range of mandatory regulatory and compliance reporting requirements globally.
By The Numbers
AUM managed using
AUM reported through RAPTOR Reg Reporting Platform
Strategy & Bespoke
Fund managers using
Fund managers using IVP “Digital-First” Managed Services
Global Hedge fund AUM running through IVP products
Regulatory Reporting as a Service
Regulatory Reporting as a Service is a streamlined outsourcing engagement. Our cross-functional support teams use digital-first technologies to manage your firm’s filings, disclosures, and trade reporting in the cloud.
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