Award-winning solutionRegulatory Reporting
An increasingly strict regulatory environment requires asset managers to manage a complex slate of filings, disclosures and trade reports via an effective regulatory reporting solution. Indus Valley Partners helps meet this challenge without the typical isolated processes that result in fragmented filings data and higher operating costs.
The IVP Regulatory Reporting Solution maximizes reporting efficiency by automating regulatory filings worldwide, including Form PF filing as well as Form 13F, AIFMD reporting, UCITS, CPO-PQR, OPERA, and ILPA. As a complete compliance platform, it manages threshold breach disclosures for short selling and transaction reporting, including CAT, daily trade reporting and ESG reporting.
IVP’s regulatory reporting solution is also offered in tandem with Regulatory Reporting as a Service, taking the entire process of regulatory reporting out of your hands and ensuring accuracy and efficiency in every report.
Key features Of
Regulatory Reporting
Comprehensive Coverage
Seven core data sets drive more than 30 global filings with a single, streamlined workflow for regulatory reporting automation.
Unified Process
Eliminate redundant data validation and review for filings, disclosures, and investor reporting, including Form PF filing and AIFMD reporting.
Simplified Experience
Intuitive visualization and custom dashboards allow users to explore how calculations are made and what data is used for filing or disclosure.
Built-in Efficiency
Scalable processes and streamlined data aggregation enable rapid expansion into multiple reporting categories.
Data Accuracy
The IVP Regulatory Reporting Solution ensures accuracy through data validations, outlier threshold checks, and multi-level reporting, making it the most comprehensive solution in the regulatory reporting solutions market.
Crowdsourced Insights
Leverage regulatory reporting methodologies developed with IVP clients to align with your peers.
Adapt to Brexit
Ease the transition to post-Brexit regulatory reporting with universal datasets that can generate filings across jurisdictions.
What’s Possible with Regulatory Reporting
Automated Regulatory Reporting
Regulatory Managed Services
Ingestion of Standard Counterparty Extracts
Data Identification, Sourcing, and Enrichment
Data Integration, Reassignment, and Error Tracking
Periodic Filings (Form PF, AIFMD, CPO PQR, 13F, UCITS, ADV)
Trade Monitoring and Analysis (EMIR, MiFID II, SFTR, CAT)
Disclosures Reporting (TR-1, Takeover, SSR)
Regulatory Reporting Modules
EMIR Reporting
The IVP Regulatory Reporting solution for European Market Infrastructure Regulation (EMIR) reporting seamlessly coordinates with the Order Management System, accounting systems, and data warehouses to extract reportable information. It also provides automated updates of acknowledgements (ACK) and negative acknowledgements (NACK) notifications from the trade repositories (TRs), as well as analytical dashboards with jurisdiction-specific positions and trade statuses.
SFTR Reporting
The IVP Regulatory Reporting solution for the Securities Financing Transactions Regulation (SFTR) simplifies and automates SFTR reporting by streamlining data collection and consolidation. It automates manual workflows that require data entry across multiple fields. The regulatory reporting software solution also provides error validation checks that help users submit the filing in compliance with regulator-prescribed guidelines.
CPO-PQR
For Commodity Pool Operators Pool Quarterly Reports (CPO-PQR), the IVP Regulatory Reporting Solution identifies, captures, and extracts information from any internal or external source and provides a centralized regulatory reporting platform for data analysis. It also provides alerts for mandatory fields that are not updated and fills the form automatically using a well-defined set of rules. This saves a great deal of time and promotes efficiency in operations.
Form 13F
For Form 13F filings, the IVP Regulatory Reporting Solution syncs up with the SEC, auto-populates details, calculates the positions and translates output into a machine-readable format. It also allows users to edit and validate errors through an advanced, user-friendly interface. The report can then be submitted in an XML format to the regulator automatically, making the entire filing process easier and more efficient than other offerings in the regulatory reporting solutions market.
ASIC Trade Reporting
Australian Securities and Investments Commission (ASIC) trade reporting is a regulatory requirement for OTC derivatives. It aims to improve transparency and reduce systemic risk by ensuring accurate and timely reporting of trades. The IVP Regulatory Reporting solution streamlines the ASIC trade reporting process for asset managers around the world. It automates data collection, validation, and submission, ensuring accuracy and compliance. It also provides real-time monitoring of data quality, outlier threshold checks, and alerts for potential errors or discrepancies.
MAS Trade Reporting
Monetary Authority of Singapore (MAS) trade reporting plays a vital role in enhancing market transparency and mitigating systemic risks by ensuring the accurate and timely reporting of trades. The IVP Regulatory Reporting solution offers an innovative way to streamline MAS trade reporting for asset managers worldwide. With its advanced platform, the solution automates the entire lifecycle of trade reporting, from data collection to validation to submission, ensuring accuracy and full compliance. The solution also incorporates real-time monitoring capabilities, conducting data quality assessments, outlier threshold checks, and issuing alerts for potential errors or discrepancies.
ILPA Reporting
Managing Institutional Limited Partners Association (ILPA) reporting can be complex and time-consuming for private equity firms and investors. With the ILPA setting industry standards for reporting and transparency, it is crucial to have a reliable ILPS reporting solution in place. Streamline ILPA reporting with the IVP Regulatory Reporting solution, which ensures compliance, saves time, and reduces errors. Benefit from seamless data integration, customizable reporting templates, and efficient report generation.
HKMA Trade Reporting
Hong Kong Monetary Authority (HKMA) trade reporting is a regulatory requirement aimed at increasing transparency in financial markets. It mandates market participants to report trade information to designated repositories. The IVP Regulatory Reporting solution is a comprehensive platform that helps organizations meet HKMA trade reporting obligations efficiently. With its robust features, the IVP solution simplifies the reporting process by automating data collection, validation, and submission to designated trade repositories. It ensures accuracy, consistency, and timely reporting, reducing the risk of non-compliance and associated penalties.
EMIR Trade Reporting
European Market Infrastructure Regulation (EMIR) trade reporting is a regulatory requirement for entities trading over-the-counter (OTC) derivatives in the European Union. The regulation mandates the reporting of all derivative trades to a trade repository. To help organizations comply with this regulation, the IVP Regulatory Reporting solution simplifies the process of EMIR trade reporting. It allows organizations to automate the reporting process, ensuring timely and accurate reporting.
Encompassing the Regulatory Ecosystem
The IVP Regulatory Reporting Solution addresses the full range of mandatory regulatory and compliance reporting requirements globally. Choosing to use IVP regulatory reporting tools means that you’ll be compliant in every economy you work within, and may give you the opportunity to work in new markets without the hassle that often comes with market expansion.
By The Numbers
4.2 $TN+
AUM managed using
IVP technology
1.6 $TN+
AUM reported through Regulatory Reporting Platform
500+
Strategy & Bespoke
projects delivered
160+
Fund managers using
IVP Solutions
95+
Fund managers using IVP “Digital-First” Managed Services
35%
Global Hedge fund AUM running through IVP products
Regulatory Reporting as a Service
Regulatory Reporting as a Service is a streamlined outsourcing engagement. Our cross-functional support teams use digital-first technologies to manage your firm’s filings, disclosures, and trade reporting in the cloud.
Delivering Specialized Solutions Across Industry
ESG Solution
An ESG platform that helps asset managers implement an ESG framework, perform ESG data management, align with global mandates, and streamline disclosures.
Security and Reference Master
A reference data management solution with a highly configurable core and intuitive data modeling that combine to create an accurate reference master more efficiently.
Data Warehouse
Our cloud data warehouse solution makes it easy to collate, cleanse, enrich, and manage enterprise data from internal systems, fund admins, brokers, and third-party systems for performance reporting, analytics, and more.
Treasury Management
An active treasury management solution that tracks, controls, and optimizes collateral and margin management with a unique combination of best-in-class analytics and data tools.
IVP for Managed Services
Cloud-based IVP Managed Services can help reduce cost pressures and build operations that are highly efficient and scalable.
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