Regulatory Reporting

An increasingly strict regulatory environment requires asset managers to manage a complex slate of filings, disclosures and trade reports. Indus Valley Partners helps meet this challenge without the typical isolated processes that result in fragmented filings data and higher operating costs.

Regulatory Reporting maximizes reporting efficiency by automating regulatory filings worldwide, including Form 13F, Form PF, AIFMD, and OPERA. It also manages threshold breach disclosures for short selling and transaction reporting, including CAT.

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Key features

Regulatory Reporting Key Features

Comprehensive Coverage

Seven core data sets drive more than 30 global filings with a single, streamlined workflow.

Unified Process

Eliminate redundant data validation and review for filings, disclosures, and investor reporting.

Simplified Experience

Intuitive visualization and custom dashboards allows users to explore how calculations are made and what data is used for any filing or disclosure.

Built-in Efficiency

Scalable processes and streamlined data aggregation enable rapid expansion into multiple reporting categories.

Data Accuracy

Ensure accuracy through data validations, outlier threshold checks, and multi-level reporting.

Crowdsourced Insights

Leverage reporting methodologies developed with IVP clients to align with your peers.

Adapt to Brexit

Ease the transition to post-Brexit reporting with universal datasets that can generate regulatory filings across jurisdictions.

What’s Possible with Regulatory Reporting

Ingestion of Standard Counterparty Extracts

Data Identification, Sourcing, and Enrichment

Data Integration, Reassignment, and Error Tracking

Periodic Filings (Form PF, AIFMD, CPO PQR, 13F, UCITS, ADV)

Trade Monitoring and Analysis (EMIR, MiFID II, SFTR, CAT)

Disclosures Reporting (TR-1, Takeover, SSR)

Encompassing the Regulatory Ecosystem

Regulatory Reporting addresses the full range of mandatory regulatory and compliance requirements globally.

Encompassing the Regulatory Ecosystem

A Comprehensive Framework for Managing Data on the Buy-Side.

By The Numbers

3.6 $TN+

AUM managed using
IVP technology

1.5 $TN+

AUM reported through RAPTOR Reg Reporting Platform

400+

Strategy & Bespoke
projects delivered

160

Fund managers using
IVP Solutions

80+

Fund managers using IVP “Digital-First” Managed Services

35%

Global Hedge fund AUM running through IVP products

Regulatory Reporting As A Service

Regulatory Reporting As A Service

Regulatory Reporting as a Service is a streamlined outsourcing engagement. Our cross-functional support teams use digital-first technologies to manage your firm’s filings, disclosures, and trade reporting in the cloud.

Resources For Growing Your Firm

IVP’s FinanceForward Thinking

Discover the latest trends, find out how your peers are accelerating their digital transformations, get updates on evolving products, and more.

Blogs

Expert commentary and industry POV in real time

WhitePapers

Thoughtful perspectives on key trends and issues

Case Studies

Advanced solutions benefiting our clients

How outsourcing and data consolidation can optimize reporting efficiency

Institutionalizing Efficiency for Multi-Jurisdictional Regulatory Compliance

View Whitepaper

Talk to an IVP Expert

Schedule a call with an IVP expert. Our knowledge doesn’t just skim the surface, it runs deep, enabling us to help you leverage technology to the fullest for even the most specialized investment strategies.

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