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Automating Form PF Section 5 and 6 Reporting

Wednesday, June 5, 2024 | 11 AM EDT - 12 PM EDT


Award-winning solution
Regulatory Reporting

An increasingly strict regulatory environment requires asset managers to manage a complex slate of filings, disclosures and trade reports via an effective regulatory reporting solution. Indus Valley Partners helps meet this challenge without the typical isolated processes that result in fragmented filings data and higher operating costs.
The IVP Regulatory Reporting Solution maximizes reporting efficiency by automating regulatory filings worldwide, including Form PF filing as well as Form 13F, AIFMD reporting, UCITS, CPO-PQR, OPERA, and ILPA. As a complete compliance platform, it manages threshold breach disclosures for short selling and transaction reporting, including CAT, daily trade reporting and ESG reporting.
IVP’s regulatory reporting solution is also offered in tandem with Regulatory Reporting as a Service, taking the entire process of regulatory reporting out of your hands and ensuring accuracy and efficiency in every report.


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Key features Of

Regulatory Reporting

Comprehensive Coverage

Seven core data sets drive more than 30 global filings with a single, streamlined workflow for regulatory reporting automation.

Unified Process

Eliminate redundant data validation and review for filings, disclosures, and investor reporting, including Form PF filing and AIFMD reporting.

Simplified Experience

Intuitive visualization and custom dashboards allow users to explore how calculations are made and what data is used for filing or disclosure.


Built-in Efficiency

Scalable processes and streamlined data aggregation enable rapid expansion into multiple reporting categories.

Data Accuracy

The IVP Regulatory Reporting Solution ensures accuracy through data validations, outlier threshold checks, and multi-level reporting, making it the most comprehensive solution in the regulatory reporting solutions market.

Crowdsourced Insights

Leverage regulatory reporting methodologies developed with IVP clients to align with your peers.

Adapt to Brexit

Ease the transition to post-Brexit regulatory reporting with universal datasets that can generate filings across jurisdictions.

What’s Possible with Regulatory Reporting

Automated Regulatory Reporting

Regulatory Managed Services

Ingestion of Standard Counterparty Extracts

Data Identification, Sourcing, and Enrichment

Data Integration, Reassignment, and Error Tracking

Periodic Filings (Form PF, AIFMD, CPO PQR, 13F, UCITS, ADV)

Trade Monitoring and Analysis (EMIR, MiFID II, SFTR, CAT)

Disclosures Reporting (TR-1, Takeover, SSR)

Regulatory Reporting Modules


Optimize your AIFMD compliance with our IVP Regulatory Reporting Solution. This automated tool simplifies AIFMD filings, enhances cross-jurisdictional data management, and seamlessly integrates with regulatory processes. Visit the comprehensive filings webpage to maximize your regulatory reporting efficiency.

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ESG Reporting

Enhance your ESG reporting with our advanced ESG Reporting Solution. This streamlined tool simplifies ESG disclosures, facilitates robust data management for regulatory filings, and seamlessly integrates with compliance requirements. Visit the comprehensive ESG reporting webpage to effectively streamline your ESG regulatory reporting processes.

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ESMA Securitization

Facilitate seamless compliance with ESMA securitization regulations through our IVP Regulatory Reporting Solutions. Simplify reporting, and guarantee consistency and transparency in accordance with ESMA standards. Visit the comprehensive filings webpage to effectively streamline your ESMA securitization filings.

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Form PF

Optimize your compliance with Form PF reporting by utilizing our IVP Regulatory Reporting Solution. Simplify your filings and meet regulatory requirements efficiently and effortlessly. Access the comprehensive Form PF filings webpage to streamline and optimize your reporting process effectively.

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MiFID Regulatory Reporting

Enhance your MiFID reporting with our cutting-edge IVP Regulatory Reporting Solution. Simplify compliance and ensure seamless adherence to MiFID II regulations. Access the comprehensive MiFID regulatory reporting webpage to effectively streamline your reporting process.

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OPERA Reporting

Ensure effortless OPERA reporting compliance with our IVP Regulatory Reporting Solution. Streamline data management and guarantee seamless adherence to regulatory requirements. Access the comprehensive OPERA reporting webpage to effectively optimize your reporting process.

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Treasury International Capital (TIC) System

Effortlessly track international money movements with the TIC system and enhance compliance and data transparency with our IVP Regulatory Reporting Solution. Access the comprehensive TIC reporting webpage to optimize your international financial tracking effectively.

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EMIR Reporting

The IVP Regulatory Reporting solution for European Market Infrastructure Regulation (EMIR) reporting seamlessly coordinates with the Order Management System, accounting systems, and data warehouses to extract reportable information. It also provides automated updates of acknowledgements (ACK) and negative acknowledgements (NACK) notifications from the trade repositories (TRs), as well as analytical dashboards with jurisdiction-specific positions and trade statuses.

SFTR Reporting

The IVP Regulatory Reporting solution for the Securities Financing Transactions Regulation (SFTR) simplifies and automates SFTR reporting by streamlining data collection and consolidation. It automates manual workflows that require data entry across multiple fields. The regulatory reporting software solution also provides error validation checks that help users submit the filing in compliance with regulator-prescribed guidelines.


For Commodity Pool Operators Pool Quarterly Reports (CPO-PQR), the IVP Regulatory Reporting Solution identifies, captures, and extracts information from any internal or external source and provides a centralized regulatory reporting platform for data analysis. It also provides alerts for mandatory fields that are not updated and fills the form automatically using a well-defined set of rules. This saves a great deal of time and promotes efficiency in operations.

Form 13F

For Form 13F filings, the IVP Regulatory Reporting Solution syncs up with the SEC, auto-populates details, calculates the positions and translates output into a machine-readable format. It also allows users to edit and validate errors through an advanced, user-friendly interface. The report can then be submitted in an XML format to the regulator automatically, making the entire filing process easier and more efficient than other offerings in the regulatory reporting solutions market.

ASIC Trade Reporting

Australian Securities and Investments Commission (ASIC) mandates trade reporting for OTC derivatives to enhance transparency and minimize systemic risk. The IVP Regulatory Reporting solution simplifies ASIC trade reporting for global asset managers by automating data collection, validation, and submission, ensuring accuracy and compliance. It also provides real-time monitoring of data quality, outlier threshold checks, and alerts for potential errors or discrepancies.

MAS Trade Reporting

Monetary Authority of Singapore (MAS) trade reporting plays a vital role in enhancing market transparency and mitigating systemic risks by ensuring the accurate and timely reporting of trades. The IVP Regulatory Reporting solution simplifies MAS trade reporting for global asset managers by automating the entire reporting lifecycle, ensuring accuracy and compliance. Its real-time monitoring feature checks data quality and alerts for errors or discrepancies.

ILPA Reporting

Managing Institutional Limited Partners Association (ILPA) reporting can be complex and time-consuming for private equity firms and investors. Simplify ILPA reporting with the IVP Regulatory Reporting solution, ensuring compliance, saving time, and reducing errors. Benefit from seamless integration, customizable templates, and efficient report generation, crucial for private equity firms and investors.

HKMA Trade Reporting

Hong Kong Monetary Authority (HKMA) trade reporting is a regulatory requirement aimed at increasing transparency in financial markets. The IVP Regulatory Reporting solution enables organizations to efficiently meet HKMA trade reporting requirements. With robust features, the platform automates data collection, validation, and submission to designated repositories, ensuring accuracy, consistency, and timely reporting, minimizing non-compliance risks and associated penalties.

EMIR Trade Reporting

European Market Infrastructure Regulation (EMIR) trade reporting is a regulatory requirement for entities trading over-the-counter (OTC) derivatives in the European Union. The regulation mandates the reporting of all derivative trades to a trade repository. The IVP Regulatory Reporting solution streamlines EMIR trade reporting, enabling organizations to automate the process, ensuring timely and accurate compliance.

Encompassing the Regulatory Ecosystem

The IVP Regulatory Reporting Solution addresses the full range of mandatory regulatory and compliance reporting requirements globally. Choosing to use IVP regulatory reporting tools means that you’ll be compliant in every economy you work within, and may give you the opportunity to work in new markets without the hassle that often comes with market expansion.

Encompassing the Regulatory Ecosystem
By The Numbers

4.2 $TN+

AUM managed using
IVP technology

1.6 $TN+

AUM reported through Regulatory Reporting Platform


Strategy & Bespoke
projects delivered


Fund managers using
IVP Solutions


Fund managers using IVP “Digital-First” Managed Services


Global Hedge fund AUM running through IVP products

Regulatory Reporting as a Service

Regulatory Reporting as a Service

Regulatory Reporting as a Service is a streamlined outsourcing engagement. Our cross-functional support teams use digital-first technologies to manage your firm’s filings, disclosures, and trade reporting in the cloud.

Delivering Specialized Solutions Across Industry

ESG Solution

An ESG platform that helps asset managers implement an ESG framework, perform ESG data management, align with global mandates, and streamline disclosures.

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Security and Reference Master

A reference data management solution with a highly configurable core and intuitive data modeling that combine to create an accurate reference master more efficiently.

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Data Warehouse

Our cloud data warehouse solution makes it easy to collate, cleanse, enrich, and manage enterprise data from internal systems, fund admins, brokers, and third-party systems for performance reporting, analytics, and more.

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Treasury Management

An active treasury management solution that tracks, controls, and optimizes collateral and margin management with a unique combination of best-in-class analytics and data tools.

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IVP for Managed Services

Cloud-based IVP Managed Services can help reduce cost pressures and build operations that are highly efficient and scalable.

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IVP’s FinanceForward Thinking

Discover the latest trends, find out how your peers are accelerating their digital transformations, get updates on evolving products, and more.


Regulatory Reporting Deadlines for FY 2022-2023


Streamline and Simplify ESG Reporting

Case Study

Efficient, Automated MAS Reporting

How outsourcing and data consolidation can optimize reporting efficiency

Institutionalizing Efficiency for Multi-Jurisdictional Regulatory Compliance

View Whitepaper

Talk to an IVP Expert

Schedule a call with an IVP expert. Our knowledge doesn’t just skim the surface, it runs deep, enabling us to help you leverage technology to the fullest for even the most specialized investment strategies.