Award-winning solutionRegulatory Reporting
An increasingly strict regulatory environment requires asset managers to manage a complex slate of filings, disclosures and trade reports via an effective regulatory reporting solution. Indus Valley Partners helps meet this challenge without the typical isolated processes that result in fragmented filings data and higher operating costs.
The IVP Regulatory Reporting Solution maximizes reporting efficiency by automating regulatory filings worldwide, including Form PF filing as well as Form 13F, AIFMD reporting, UCITS, CPO-PQR, OPERA, and ILPA. As a complete compliance platform, it manages threshold breach disclosures for short selling and transaction reporting, including CAT, daily trade reporting and ESG reporting.
IVP’s regulatory reporting solution is also offered in tandem with Regulatory Reporting as a Service, taking the entire process of regulatory reporting out of your hands and ensuring accuracy and efficiency in every report.
Key features Of
Regulatory Reporting
Comprehensive Coverage
Seven core data sets drive more than 30 global filings with a single, streamlined workflow for regulatory reporting automation.
Unified Process
Eliminate redundant data validation and review for filings, disclosures, and investor reporting, including Form PF filing and AIFMD reporting.
Simplified Experience
Intuitive visualization and custom dashboards allow users to explore how calculations are made and what data is used for filing or disclosure.
Built-in Efficiency
Scalable processes and streamlined data aggregation enable rapid expansion into multiple reporting categories.
Data Accuracy
The IVP Regulatory Reporting Solution ensures accuracy through data validations, outlier threshold checks, and multi-level reporting, making it the most comprehensive solution in the regulatory reporting solutions market.
Crowdsourced Insights
Leverage regulatory reporting methodologies developed with IVP clients to align with your peers.
Adapt to Brexit
Ease the transition to post-Brexit regulatory reporting with universal datasets that can generate filings across jurisdictions.
What’s Possible with Regulatory Reporting
Automated Regulatory Reporting
Regulatory Managed Services
Ingestion of Standard Counterparty Extracts
Data Identification, Sourcing, and Enrichment
Data Integration, Reassignment, and Error Tracking
Periodic Filings (Form PF, AIFMD, CPO PQR, 13F, UCITS, ADV)
Trade Monitoring and Analysis (EMIR, MiFID II, SFTR, CAT)
Disclosures Reporting (TR-1, Takeover, SSR)
Regulatory Reporting Modules
AIFMD
Optimize your AIFMD compliance with our IVP Regulatory Reporting Solution. This automated tool simplifies AIFMD filings, enhances cross-jurisdictional data management, and seamlessly integrates with regulatory processes. Visit the comprehensive filings webpage to maximize your regulatory reporting efficiency.
ESG Reporting
Enhance your ESG reporting with our advanced ESG Reporting Solution. This streamlined tool simplifies ESG disclosures, facilitates robust data management for regulatory filings, and seamlessly integrates with compliance requirements. Visit the comprehensive ESG reporting webpage to effectively streamline your ESG regulatory reporting processes.
ESMA Securitization
Facilitate seamless compliance with ESMA securitization regulations through our IVP Regulatory Reporting Solutions. Simplify reporting, and guarantee consistency and transparency in accordance with ESMA standards. Visit the comprehensive filings webpage to effectively streamline your ESMA securitization filings.
Form PF
Optimize your compliance with Form PF reporting by utilizing our IVP Regulatory Reporting Solution. Simplify your filings and meet regulatory requirements efficiently and effortlessly. Access the comprehensive Form PF filings webpage to streamline and optimize your reporting process effectively.
MiFID Regulatory Reporting
Enhance your MiFID reporting with our cutting-edge IVP Regulatory Reporting Solution. Simplify compliance and ensure seamless adherence to MiFID II regulations. Access the comprehensive MiFID regulatory reporting webpage to effectively streamline your reporting process.
OPERA Reporting
Ensure effortless OPERA reporting compliance with our IVP Regulatory Reporting Solution. Streamline data management and guarantee seamless adherence to regulatory requirements. Access the comprehensive OPERA reporting webpage to effectively optimize your reporting process.
Treasury International Capital (TIC) System
Effortlessly track international money movements with the TIC system and enhance compliance and data transparency with our IVP Regulatory Reporting Solution. Access the comprehensive TIC reporting webpage to optimize your international financial tracking effectively.
EMIR Reporting
The IVP Regulatory Reporting solution for European Market Infrastructure Regulation (EMIR) reporting seamlessly coordinates with the Order Management System, accounting systems, and data warehouses to extract reportable information. It also provides automated updates of acknowledgements (ACK) and negative acknowledgements (NACK) notifications from the trade repositories (TRs), as well as analytical dashboards with jurisdiction-specific positions and trade statuses.
SFTR Reporting
The IVP Regulatory Reporting solution for the Securities Financing Transactions Regulation (SFTR) simplifies and automates SFTR reporting by streamlining data collection and consolidation. It automates manual workflows that require data entry across multiple fields. The regulatory reporting software solution also provides error validation checks that help users submit the filing in compliance with regulator-prescribed guidelines.
CPO-PQR
For Commodity Pool Operators Pool Quarterly Reports (CPO-PQR), the IVP Regulatory Reporting Solution identifies, captures, and extracts information from any internal or external source and provides a centralized regulatory reporting platform for data analysis. It also provides alerts for mandatory fields that are not updated and fills the form automatically using a well-defined set of rules. This saves a great deal of time and promotes efficiency in operations.
Form 13F
For Form 13F filings, the IVP Regulatory Reporting Solution syncs up with the SEC, auto-populates details, calculates the positions and translates output into a machine-readable format. It also allows users to edit and validate errors through an advanced, user-friendly interface. The report can then be submitted in an XML format to the regulator automatically, making the entire filing process easier and more efficient than other offerings in the regulatory reporting solutions market.
ASIC Trade Reporting
Australian Securities and Investments Commission (ASIC) mandates trade reporting for OTC derivatives to enhance transparency and minimize systemic risk. The IVP Regulatory Reporting solution simplifies ASIC trade reporting for global asset managers by automating data collection, validation, and submission, ensuring accuracy and compliance. It also provides real-time monitoring of data quality, outlier threshold checks, and alerts for potential errors or discrepancies.
MAS Trade Reporting
Monetary Authority of Singapore (MAS) trade reporting plays a vital role in enhancing market transparency and mitigating systemic risks by ensuring the accurate and timely reporting of trades. The IVP Regulatory Reporting solution simplifies MAS trade reporting for global asset managers by automating the entire reporting lifecycle, ensuring accuracy and compliance. Its real-time monitoring feature checks data quality and alerts for errors or discrepancies.
ILPA Reporting
Managing Institutional Limited Partners Association (ILPA) reporting can be complex and time-consuming for private equity firms and investors. Simplify ILPA reporting with the IVP Regulatory Reporting solution, ensuring compliance, saving time, and reducing errors. Benefit from seamless integration, customizable templates, and efficient report generation, crucial for private equity firms and investors.
HKMA Trade Reporting
Hong Kong Monetary Authority (HKMA) trade reporting is a regulatory requirement aimed at increasing transparency in financial markets. The IVP Regulatory Reporting solution enables organizations to efficiently meet HKMA trade reporting requirements. With robust features, the platform automates data collection, validation, and submission to designated repositories, ensuring accuracy, consistency, and timely reporting, minimizing non-compliance risks and associated penalties.
EMIR Trade Reporting
European Market Infrastructure Regulation (EMIR) trade reporting is a regulatory requirement for entities trading over-the-counter (OTC) derivatives in the European Union. The regulation mandates the reporting of all derivative trades to a trade repository. The IVP Regulatory Reporting solution streamlines EMIR trade reporting, enabling organizations to automate the process, ensuring timely and accurate compliance.
Encompassing the Regulatory Ecosystem
The IVP Regulatory Reporting Solution addresses the full range of mandatory regulatory and compliance reporting requirements globally. Choosing to use IVP regulatory reporting tools means that you’ll be compliant in every economy you work within, and may give you the opportunity to work in new markets without the hassle that often comes with market expansion.
By The Numbers
5.5tn+
AUM managed using IVP technology
1.6tn+
AUM reported through IVP Regulatory
Reporting Platform
500+
Strategy & Bespoke Projects delivered
220+
Fund managers using IVP Solutions
100+
Fund Managers using IVP “Digital First” Managed Services
35%
Global hedge fund AUM running through IVP products
Regulatory Reporting as a Service
Stay compliant and reduce reporting costs with IVP Regulatory Reporting as a Service—automated, scalable, and tailored for timely, accurate submissions.
Delivering Specialized Solutions Across Industry
ESG Solution
An ESG platform that helps asset managers implement an ESG framework, perform ESG data management, align with global mandates, and streamline disclosures.
Security and Reference Master
A reference data management solution with a highly configurable core and intuitive data modeling that combine to create an accurate reference master more efficiently.
Data Warehouse
Our cloud data warehouse solution makes it easy to collate, cleanse, enrich, and manage enterprise data from internal systems, fund admins, brokers, and third-party systems for performance reporting, analytics, and more.
Treasury Management
An active treasury management solution that tracks, controls, and optimizes collateral and margin management with a unique combination of best-in-class analytics and data tools.
IVP for Managed Services
Cloud-based IVP Managed Services can help reduce cost pressures and build operations that are highly efficient and scalable.
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