Regulatory Reporting
An increasingly strict regulatory environment requires asset managers to manage a complex slate of filings, disclosures and trade reports via an effective regulatory reporting solution. Indus Valley Partners helps meet this challenge without the typical isolated processes that result in fragmented filings data and higher operating costs.
Regulatory Reporting maximizes reporting efficiency by automating regulatory filings worldwide, including Form 13F, Form PF, AIFMD, UCITS, CPO-PQR, OPERA, ILPA and OPERA. It also manages threshold breach disclosures for short selling and transaction reporting, including CAT, daily trade reporting and ESG reporting.
Key features
Regulatory Reporting Key Features
Comprehensive Coverage
Seven core data sets drive more than 30 global filings with a single, streamlined workflow.
Unified Process
Eliminate redundant data validation and review for filings, disclosures, and investor reporting.
Simplified Experience
Intuitive visualization and custom dashboards allows users to explore how calculations are made and what data is used for any filing or disclosure.
Built-in Efficiency
Scalable processes and streamlined data aggregation enable rapid expansion into multiple reporting categories.
Data Accuracy
Ensure accuracy through data validations, outlier threshold checks, and multi-level reporting.
Crowdsourced Insights
Leverage reporting methodologies developed with IVP clients to align with your peers.
Adapt to Brexit
Ease the transition to post-Brexit reporting with universal datasets that can generate regulatory filings across jurisdictions.
What’s Possible with Regulatory Reporting
Ingestion of Standard Counterparty Extracts
Data Identification, Sourcing, and Enrichment
Data Integration, Reassignment, and Error Tracking
Periodic Filings (Form PF, AIFMD, CPO PQR, 13F, UCITS, ADV)
Trade Monitoring and Analysis (EMIR, MiFID II, SFTR, CAT)
Disclosures Reporting (TR-1, Takeover, SSR)
Regulatory Managed Services
Encompassing the Regulatory Ecosystem
Regulatory Reporting addresses the full range of mandatory regulatory and compliance reporting requirements globally.
A Comprehensive Framework for Managing Data on the Buy-Side.
By The Numbers
3.6 $TN+
AUM managed using
IVP technology
1.5 $TN+
AUM reported through RAPTOR Reg Reporting Platform
400+
Strategy & Bespoke
projects delivered
160
Fund managers using
IVP Solutions
80+
Fund managers using IVP “Digital-First” Managed Services
35%
Global Hedge fund AUM running through IVP products
Regulatory Reporting as a Service
Regulatory Reporting as a Service is a streamlined outsourcing engagement. Our cross-functional support teams use digital-first technologies to manage your firm’s filings, disclosures, and trade reporting in the cloud.
RESOURCES FOR GROWING YOUR FIRM
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View Whitepaper
Talk to an IVP Expert
Schedule a call with an IVP expert. Our knowledge doesn’t just skim the surface, it runs deep, enabling us to help you leverage technology to the fullest for even the most specialized investment strategies.
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