An increasingly strict regulatory environment requires asset managers to manage a complex slate of filings, disclosures and trade reports—daily, monthly, quarterly and annually. But conventional reporting solutions often rely on isolated processes that increase operational overhead, fragment filings data, and create inconsistencies.
IVP maximizes reporting efficiency
by automating regulatory filings worldwide. Our solution handles periodic filings, including Form 13F, Form PF, AIFMD, and OPERA. It also manages threshold breach disclosures for short selling and transaction reporting, including CAT. It integrates seamlessly with accounting, risk, and data warehousing systems as well as fund administrators. Most important, its built-in automation helps reduce both costs and filing time.
Ingestion of Standard Counterparty Extracts
Data Identification, Sourcing, and Enrichment
Data Integration, Reassignment, and Error Tracking
Periodic Filings (Form PF, AIFMD, CPO PQR, 13F, UCITS, ADV)
Trade Monitoring and Analysis (EMIR, MiFID II, SFTR, CAT)
Disclosures Reporting (TR-1, Takeover, SSR)
Filings / Quarter
Seven core data sets drive more than 30 global filings with a single, streamlined workflow.
The solution eliminates redundant data validation and review processes for filings and disclosures as well as associated investor reporting.
An intuitive, high-level visualization of all filings with customizable dashboards allows users to drill down to the most granular details, including how calculations are made and what data is used for any filing or disclosure.
Scalable processes and streamlined data aggregation enable rapid expansion into multiple reporting categories.
The solution helps ensure accuracy through data validations, outlier threshold checks, and multi-level reporting.
Leverage reporting methodologies developed in partnership with our clients to ensure alignment with your peers.
REGULATORY REPORTING AS A SERVICE
With IVP Managed Services, IVP Raptor enables “Regulatory Reporting as a Service.”
Empowered by digital-first technologies, our highly experienced regulatory analysts manage your firm’s filings, disclosures, and trade reporting in the cloud with “audit anytime” transparency that makes it simple for you to check every filing in detail. Well-defined SLAs and KPIs help control operating risks. And activity-based pricing lets you take a modular approach.
+19 years of experience combined with 24/7 global support.
Audit trails ensure data custody from collection to distribution of the blended golden copy.
Easy onboarding and question-level access control ensure complete oversight.
ADVANTAGES OF REPORTING AS A SERVICE
AUTOMATE COMPLIANCE WITH CONFIDENCE
Streamline global filings, disclosures and trade reports and maximize transparency with innovative regulatory technology
IVP Issue Brief COVID-19 And Regulatory Reporting
Holistic view of updates & relaxations that key regulators have extended across various jurisdictions to mitigate the impact of COVID-19 on the financial market
ESAs ESG Disclosure Mandate
Breaking down ESG disclosures in accordance with the Sustainable Finance Disclosure Regulation (SFDR).
ESMA Updates Instructions for Money Market Funds Regulation (MMFR)
A complete guide for the first filings under the Money Market Funds Regulation (MMFR) issued by ESMA.
Regulatory Relief and Key Conditions for Firms During COVID-19
SEC & NFA have issued several contingency and relief measure for firms in light of COVID – 19
ESMA’s Regulatory Actions in Response to COVID-19
ESMA issues recommendations to financial market participants in light of COVID – 19 pandemic.
COVID-19 Implications on Short-Selling Restrictions
Due to COVID-19, financial market participants have witnessed a storm of extreme volatility that has forced regulatory bodies to bring significant changes to the short-selling rules across global equity markets
COVID-19 Prompts SEC to Extend Regulatory Filing and Delivery Deadlines
SEC grants filing extension due to Coronavirus spread SEC grants filing extension due to Coronavirus spread
AIFMD XML Submission in Luxembourg
Breaking down AIFMD XML Submission in Luxembourg under CSS using Fund Square & CETREL Securities S.A.
Opera, Investor Reporting Demystified
OPERA has been gaining traction as a defacto report which investors are interested in. The On-Demand Video will help you to understand how complicated reporting can be made simpler.
Synthesize New Age Technology and Managed Services
Explore how technology is easing out the challenges of reporting the same data to different regulators in different formats.
VALUABLE INSIGHTS ON CPO-PQR REPORTING
All your questions regarding successful CPO – PQR filings finally answered.