Definition: Form 13G is a filing mandated by the U.S. Securities and Exchange Commission (SEC) for beneficial owners who have acquired at least 5% of a class of equity securities. Form 13G serves to disclose significant ownership positions in public companies, providing transparency to investors and regulators.
Example: Key components of Form 13G include the issuer’s name and address, the name, address, and citizenship of the reporting person, classification of the filer, ownership information, and certification that securities were not acquired to change or influence control of the issuer.
Explore IVP Regulatory Reporting Solution
The IVP Regulatory Reporting Solution can automatically identify compliance thresholds for Form 13G as well as create reports for delivery to regulators. It is designed to help buy-side firms manage a complex slate of filings, disclosures, and trade reports in an increasingly strict regulatory environment. The solution meets this challenge by eliminating fragmented processes, enhancing accuracy, and reducing operating costs through end-to-end automation across global regulatory filings.
