Definition: Form 13F is a quarterly filing mandated by the U.S. Securities and Exchange Commission (SEC), requiring institutional investment managers to disclose equity holdings. Form 13F provides visibility into the investment activities of large institutional investors, aiding market analysis and strategic decision-making.
Example: Form 13F typically lists the issuer name, class, CUSIP, market value, and shares held.
Explore IVP Regulatory Reporting Solution
The IVP Regulatory Reporting Solution can automatically identify compliance thresholds for Form 13F filings as well as create reports for delivery to regulators. It is designed to help buy-side firms manage a complex slate of filings, disclosures, and trade reports in an increasingly strict regulatory environment. The solution meets this challenge by eliminating fragmented processes, enhancing accuracy, and reducing operating costs through end-to-end automation across global regulatory filings.
