Definition: Disclosures refer to predetermined holding percentages of certain securities established by regulatory agencies. When an asset manager’s holdings exceed the threshold, the regulator, exchange, or issuer must be notified with details about the security and the extent of the breach. Regulators in virtually all jurisdictions have defined thresholds on the long side, and most advanced economies also have short-selling regulations.
Example: An example of disclosures reporting includes significant developments, such as a business combination or new share acquisition.
Explore IVP Regulatory Reporting Solution
The IVP Regulatory Reporting Solution can help asset managers meet this obligation easily and efficiently. It is designed to help buy-side firms manage a complex slate of filings, disclosures, and trade reports in an increasingly strict regulatory environment. The solution meets this challenge by eliminating fragmented processes, enhancing accuracy, and reducing operating costs through end-to-end automation across global regulatory filings.
