Definition: Commodity Pool Operator (CPO) Pool Quarterly Reports (Form CPO-PQR) are mandatory filings submitted to NFA, the self-regulatory organization for the U.S. derivatives industry. Registered CPOs must disclose information about their pools’ performance, leverage, and risk exposure within 60 days of each calendar quarter-end.
Example: A quarterly CPO-PQR frequently requires a breakdown of investments totaling 5% or more of the NAV, including cash, derivatives, and equity/fixed income holdings.
Explore IVP Regulatory Reporting Solution
For CPO-PQR, the IVP Regulatory Reporting Solution identifies, captures, and extracts information from any internal or external source and provides a centralized regulatory reporting platform for data analysis. It is designed to help buy-side firms manage a complex slate of filings, disclosures, and trade reports in an increasingly strict regulatory environment. The solution meets this challenge by eliminating fragmented processes, enhancing accuracy, and reducing operating costs through end-to-end automation across global regulatory filings.
