Definition: Regulatory workflows refer to the processes asset managers must follow in order to ensure compliance with various regulatory frameworks that govern their firm, investments, regions of operation, and other factors.
Example: Regulatory workflows include know your customer (KYC) and anti-money laundering (AML)efforts, collecting data and reporting it for requirements like Form PF, EMIR, AIFMD, and many others.
Explore IVP Middle Office Services:
IVP’s Middle Office Services offer a fully scalable and customizable service that allows all kinds of asset managers to significantly improve operational efficiency and transparency. By outsourcing critical middle office processes, firms can ensure efficient regulatory workflows. Our comprehensive suite of middle office services encompasses everything from trade lifecycle
