Thursday, November 12 | 11:00 AM ET
Each filing on your calendar has its own rules, thresholds, and deadlines, yet most draw on the same positions, prices, and entity data. Many compliance teams still gather and check that data from scratch for every filing. That adds work each time and makes it harder to keep the numbers consistent from one filing to the next.
AI can now take on much of that work, preparing and checking routine items so your team doesn’t start from scratch each time. The harder question is how to use it without losing the reviews and approvals each filing needs, because the compliance team answers for every number, whoever or whatever prepared it.
In this session, Anurag Awasthi and Shria Pandey will go through what’s due in 2027, with a focus on Form ADV, Schedules 13D/G and other key filings, then show a live AI-assisted workflow from source data through to review.
Here’s What We’ll Cover:
- The 2027 reporting outlook: Key developments across jurisdictions, including what’s changed on Form PF and AIFMD, and what to plan for now.
- Form ADV and Schedules 13D/G: Preparing for Form ADV updates and beneficial ownership disclosures, including deadlines, thresholds, and amendment triggers.
- Managing filings across jurisdictions: Reusing data across filings while completing the checks and approvals each one requires.
- Where AI fits: Data is ingested, classified, and scored for confidence. High-confidence items are filled in and validated automatically, and anything uncertain goes to your team for review.
- Live workflow demonstration: From source data through preparation, validation, and review.
- Q&A with the hosts.
Who should attend
Chief compliance officers, heads of compliance and regulatory reporting, and operations leaders responsible for Form ADV, 13D/G, Form PF, or AIFMD filings.
Hosts:
Anurag Awasthi
Product Manager, Indus Valley Partners
Shria Pandey
Associate Director, Indus Valley Partners