Changing Valuation: SEC Rule 2a-5


Implications for asset managers and how automation can streamline fair value determination

With SEC Rule 2a-5 now in full effect, funds must adhere to challenging new responsibilities for how they determine the fair value of securities. In this info-packed webinar, IVP experts explain the implications of the rule for asset managers and how automation technology can address regulatory requirements.

Key Takeaways
  • Ad hoc and quarterly reporting
  • Back-testing of fair valuation methodologies
  • New process requirements for boards and valuation designees
  • Record keeping and data management

Pricing and Valuation Automation Solution

This solution provides pricing and valuation automation, connecting funds to leading pricing data vendors and brokers. It also provides a flexible, configurable pricing engine that caters to any pricing process. IVP’s solution is designed to automate and streamline the pricing and valuation process, which traditionally involves time-consuming tasks like data collection, rules application, and pricing tests, efficiently retrieving data from vendors and brokers, applying waterfall pricing rules, and ensuring that prices meet threshold checks. This includes handling highly illiquid securities and those from exotic asset classes.

Talk to an IVP Expert

Schedule a call with an IVP expert. Our knowledge doesn’t just skim the surface, it runs deep, enabling us to help you leverage technology to the fullest for even the most specialized investment strategies.