How Automated Pricing Drives SEC Rule 2a-5 Compliance


SEC Rule 2a-5 has completely transformed how funds must determine fair value in good faith. Yet many funds are still searching for answers on how to achieve compliance. Pricing Automation offers a powerful solution that can help funds achieve compliance while boosting operational efficiency.

Key Takeaways

Agenda & Key takeaways include:

  • Shift in the Valuation practices over recent years
  • Role of Third parties involved in the pricing process
  • Preview of a full compliance checklist
  • Must-have process changes per new guidelines

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