How Automated Pricing Drives SEC Rule 2a-5 Compliance
Description
SEC Rule 2a-5 has completely transformed how funds must determine fair value in good faith. Yet many funds are still searching for answers on how to achieve compliance. Pricing Automation offers a powerful solution that can help funds achieve compliance while boosting operational efficiency.
Key Takeaways
Agenda & Key takeaways include:
- Shift in the Valuation practices over recent years
- Role of Third parties involved in the pricing process
- Preview of a full compliance checklist
- Must-have process changes per new guidelines