Regulatory Reporting (Raptor)

Tackling Regulatory Reporting Obligations with a Digital-First Approach

By | Blog, Regulatory Reporting (Raptor), Regulatory Reporting as a service | No Comments

Regulatory reporting requires buy-side firms to undergo an extensive process of data collection, consolidation and transformation. With the close of books each month or quarter, the race to meet filing deadlines entails collaborative effort from a variety of different teams – once considered a challenge in the traditional office space but is now even more burdensome with the arrival of the pandemic and majority-remote work environment. Read More

AIFMD Reporting Update - FCA migrates to new filing Platform

Financial Conduct Authority (FCA) Migrates to New Filing Platform

By | Blog, Regulatory Reporting (Raptor) | No Comments
The Financial Conduct Authority (FCA) has recently migrated from Gabriel to a new filing platform, RegData, which facilitates an enhanced filing experience due to better technology, advanced analytics and easier navigation. It also provides users with access to alternative submission methods such as the Direct Submission Gateway and the Secure File Transfer Protocol (SFTP).

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How Brexit Impacts UCITS Reporting

By | Blog, Regulatory Reporting (Raptor) | No Comments
Since their introduction in 1985, reporting guidelines for Undertakings for the Collective Investment in Transferable Securities (UCITS) have undergone several reforms to support the European Securities and Markets Authority’s (ESMA) objective to create a common regulatory and enforcement culture for the EU. But the changes made as a result of Brexit are not only supervisory but operational and administrative.

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